Europejski Urząd Nadzoru Bankowego, Wytyczne dotyczące wskaźników dla planów naprawy na podstawie art. 9 Dyrektywy 2014/59/EU

EBA/GL/2021/11

09/11/2021

Final Report

Guidelines on recovery plan indicators under Article 9 of Directive 2014/59/EU

Executive summary

Directive 2014/59/EU (BRRD) establishes recovery plans as an important component of the European recovery and resolution framework and essential to ensuring proper crisis preparedness. The role of recovery plans is to ensure that credit institutions and investment firms consider in advance which corrective actions they could effectively take in situations of stress to restore their financial and business viability.

In accordance with Article 9(1) of the BRRD, a recovery plan should include a framework of indicators established by each institution with the aim of identifying the points at which the escalation process should be activated and to assess what appropriate actions referred to in the recovery plan may be taken. Recovery plan indicators are a core element of recovery plans. Their main objective is to identify a stressed or crisis situation at an...